THE GELBERLAW DIRECTORY OF SECURITIES STATUTES

The information on this page is informational. It contains NO legal advice. It should not be construed as legal advice on any subject. If you have a claim, or are subject to a claim and require a defense, you should consult a competent lawyer in your home state.

• The Securities Act of 1933
  15 U.S.C. § 77a et seq.
• The Banking Act of 1933 (Glass-Steagall Act) (repealed 1999)
  12 U.S.C. §§ 24, 33, 34a, 36, 51, 52, 61, 64a, 71a, 77, 78, 84, 85, 161, 197a, 221a, 227, 242, 244, 248, 289, 301, 304, 321, 329, 333 to 338, 347, 348a, 371a, 371b, 371c, 371d, 374a, 375a, 377, 378, 481, and 632..
• The Securities Exchange Act of 1934
  15 U.S.C. §78a et seq.
• Public Utility Holding Company Act of 1935 (a/k/a the Wheeler-Rayburn Act)
  15 U.S.C. § 79 et seq.
  Repealed by the Energy Policy Act of 2005
• Commodity Exchange Act of 1936
  7 U.S.C. § 1 et seq.
• Trust Indenture Act of 1939
  15 U. S. C. § 77aaa et seq.
• The Investment Advisers Act of 1940
  15 USC § 80b-1 et seq.
• Investment Company Act of 1940
  15 U. S. C. § 80a-1(a) et seq.
• Uniform Securities Act of 1956
  (model act updated 2005).
• Securities Investor Protection Act of 1970
  84 Stat. 1636, 15 U. S. C. § 78aaa et seq.
• Private Securities Litigation Reform Act of 1995,
  109 Stat. 737 (codified at 15 U.S.C. §§ 77k, 77l, 77z-1, 77z-2, 78a, 78j-1, 78t, 78u, 78u-4, 78u-5).
• The National Securities Markets Improvement Act of 1996
  Pub.L. No. 104-290, 110 Stat. 3416 (1996) (codified in part at 15 U.S.C. §§ 77r, 80a).
• Securities Litigation Uniform Standards Act Of 1998
  Pub.L. No. 105-353, 112 Stat. 3227 (codified as amended in part at 15 U.S.C. §§ 77p & 78bb(f)).
• Financial Services Modernization Act of 1999 (Gramm–Leach–Bliley Act) (Pub.L. 106-102, 113 Stat. 1338, 15 U.S.C. §§ 6801-6809).
• Commodity Futures Modernization Act of 2000
  Pub.L. No. 106-554, 114 Stat. 2763
• Public Company Accounting Reform and Corporate Responsibility Act of 2002 (Sarbanes-Oxley Act of 2002)
  (codified as amended at 15 U.S.C.A. §§ 7201-7266 and in scattered sections of 11, 15, 18, 28, and 29 U.S.C.A.)
• Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010
  Pub.L. 111-203, H.R. 4173

If you have a legal concern, and wish to consult Mr. Gelber, please telephone him at (718) 638-2383 or e-mail your name and telephone number to GelberLaw@aol.com with a request that he call you. If you e-mail other information, the information is not secure, and may risk the loss of confidentiality.

NOTE that nothing on this Web Site can constitute or create an attorney-client relationship between you and Mr. Gelber. An attorney-client relationship can only be established through a written Retainer Agreement, signed by you and Mr. Gelber. An e-mail exchange will not do. This Web Site may not be construed as an offer to render legal advice or services.

New York Professional Responsibility Disclosure: This Web site contains Attorney Advertising; prior results do not guarantee a similar outcome.

I have recently authored a securities glossary: The GelberLaw Glossary,
An Encyclopedic Dictionary of the Securities Industry ©, and hope you 
enjoy my Wikipedia article on Joseph Norman Dolley.

Please feel free to telephone or e-mail me about your particular situation.
There is no charge for an initial telephone consultation.